CFP Board Ethics #100116
Course Details, Learning Objectives, Table of Contents
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Course publication/revision date: This course was updated on 1/1/2017 (2017 edition).
This course is approved by the Certified Financial Planner Board of Standards, Inc. and it meets CFP Board's Code of Ethics and Practice Standards requirement.
(See also CFP Board's Standards of Professional Conduct Compliance Checklist.)
About CFP Board Ethics:
This course provides a comprehensive review of CFP Board’s Standards of Professional Conduct, with an emphasis on the practical aspects of the Code of Ethics and Professional Responsibility, the Financial Planning Practice Standards, and the Rules of Conduct. Financial planning "Fact Patterns" are used to illustrate the steps in the financial planning process and the Practice Standards.
Case studies present examples of violations of the Rules of Conduct. A special topics section covers compensation and conflicts-of-interest disclosure rules. the PER/Fitness Standards, the CFP Board Disclosure Guide, sample disclosure forms, client financial worksheets, terminology, and a complete listing of the Rules of Conduct.
Need 30 CFP® credit hours? Purchase this course and either Advisor's Guide to Investment Planning #2958 (28 CE) or Private Wealth Management #1942 (28 CE).
Course, Credit, Sponsor Information
Open link (above): Course Details, Table of Contents, and Learning Objectives.
Course Format Options
If you purchase the "Online Book and Online Exam" option of a course, you get anytime access to the course (in PDF) and the online exam. Both can be printed.
If you purchase the "Hardcopy Book and Online Exam" option, you get online access to the course-PDF and exam, PLUS printed copies of both, sent via USPS or UPS.
Taking the Exam Online
Online exam is included in price and is accessed through your account.
The exam may be started, stopped, then resumed at a later date.
The exam is "open book," it is not timed, and it may be retaken if not passed (no charge).
Results (correct, incorrect answers), and certificate appear once you pass the exam.
CFP Board credits are reported weekly.
How To Register Online
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2. Select Purchase Option
3. Click Add to Cart
4. Click Begin Secure Checkout or Continue Shopping
5. If prompted, login (or Create an Account).
6. After checking out, return to "My Account" to view your course and online exam.
Discounts and shipping/handling, if applicable, are added during checkout
Hardcopy courses may also be purchased by phone: 800-588-7039 (Bus./EST)
|Online Book, Online Exam Price
$29.00 Sale Price
|Hardcopy Book (mailed), Online Exam Price
$39.00 Sale Price